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Office of the Kansas Securities Commissioner
Results: 31

#	Item
21	M.A.C. Investments, Inc., M.A.C. Investment Sales, Inc., Kevin Polardi, Maricruz Alvarado a.k.a. Maricruz Albarado, Jim Roberts, Edward Sommer, Jenna Brown, and Frank Blasseti - SOTCD Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 08:05:11 United States Securities and Exchange Commission Security Stock market Securities Act Financial adviser Business Office of the Kansas Securities Commissioner Financial economics United States securities law Finance
22	Testimony of Heath Abshure Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:41:33 Finance Economics 73rd United States Congress Securities Securities Act U.S. Securities and Exchange Commission Regulation D Securities offering Office of the Kansas Securities Commissioner Financial economics United States securities law United States Securities and Exchange Commission
23	Testimony of Heath Abshure Add to Reading List Source URL: financialservices.house.gov Language: English - Date: 2011-11-07 14:51:50 Finance Economics 73rd United States Congress Securities Securities Act U.S. Securities and Exchange Commission Regulation D Securities offering Office of the Kansas Securities Commissioner Financial economics United States securities law United States Securities and Exchange Commission
24	Governor Parkinson names three to the Board of Regents Add to Reading List Source URL: www.khrc.net Language: English - Date: 2011-01-05 10:23:39 Kansas Democrats Education in Kansas Kansas Board of Regents Mark Parkinson Office of the Kansas Securities Commissioner William Thornton Kansas Lottery Kansas State governments of the United States Government of Kansas
25	Microsoft Word - Internet Job Posting - Secutities Compliance Examiner[removed]docx Add to Reading List Source URL: www.ndbf.ne.gov Language: English - Date: 2014-05-21 18:05:29 Financial system Broker-dealer Fixed income market United States securities law Financial adviser Securities regulation in the United States Office of the Kansas Securities Commissioner Securities research Financial economics Financial services Finance
26	Alabama Securities Commission About State Regulation: Switching is not new. States are preparing to handle the switch. Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2012-03-06 20:13:55 Financial economics Financial adviser Investment Securities Act Business Office of the Kansas Securities Commissioner United States securities law Finance United States Securities and Exchange Commission
27	Investigate Before You Invest Add to Reading List Source URL: files.hawaii.gov Language: English - Date: 2013-06-06 22:03:48 Financial regulation Finance Financial adviser North American Securities Administrators Association Professional certification in finance Business Uniform Combined State Law Exam Office of the Kansas Securities Commissioner United States securities law Financial economics Investment
28	Office of the Securities Commissioner - Who We Are Add to Reading List Source URL: files.hawaii.gov Language: English - Date: 2013-06-06 22:03:49 Texas State Securities Board Government Office of the Kansas Securities Commissioner Securities regulation in the United States Securities fraud Securities Commission of New Zealand
29	Letter to Gov. Schwarzenegger in support of IARD Adoption Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:04:14 North American Securities Administrators Association Investment Financial adviser Finance Business Professional certification in finance Uniform Combined State Law Exam Office of the Kansas Securities Commissioner United States securities law Financial regulation Financial economics
30	Dear Sir or Madame: The Ohio Division of Securities has received your application for an Investment Adviser License in Ohio by way of the Form ADV submitted through the IARD system. In accordance with the provisions of t Add to Reading List Source URL: www.com.ohio.gov Language: English - Date: 2013-12-09 11:36:53 Investment Advisor Regulatory compliance Office of the Kansas Securities Commissioner Investment Advisers Act Finance Investment Financial adviser